WP: Vanguard Ruling Defended
'Oversights,' but No Conflict, Alito Says
By Amy Goldstein
Washington Post Staff Writer
Wednesday, January 11, 2006; Page A12
Supreme Court nominee Samuel A. Alito Jr. acknowledged yesterday "there were some oversights" that led him to rule on a lawsuit involving a mutual fund company in which he holds personal investments. But, as Democrats sought to cast doubt on his ethics, he asserted he did not break conflict-of-interest rules on when a federal judge should sit out a case.
Alito gave the most extensive of several explanations he has offered in recent weeks as to why he did not recuse himself from a 2002 case involving the investment firm Vanguard. A dozen years earlier, he had promised in writing to senators who confirmed him as an appellate judge that he would disqualify himself from "any cases involving the Vanguard companies."
"I just didn't focus on the issue of recusal" when the case arose, Alito told the Senate Judiciary Committee. He said the reason was that the plaintiff -- a woman who said she was entitled to money from a retirement fund belonging to her late husband -- was representing herself without a lawyer. In most cases, he said, the clerk of the U.S. Court of Appeals for the 3rd Circuit asks judges beforehand whether they need to recuse themselves. But that checking is not done, he said, in such lawyerless cases.
"If I had to do it over again, there are things that I would have done differently," Alito said. Still, he said that ethics standards did not require him to refrain from voting in the case, adding that he would have done so only because he has tried as a judge "to go beyond the letter of the ethics rules and to avoid any situation where there might be an ethical question raised."
Democrats have used the Vanguard case as a wedge to challenge his fitness for the Supreme Court: whether he is a man of principle....
http://www.washingtonpost.com/wp-dyn/content/article/2006/01/10/AR2006011001533.html